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Open Access Toolkit: Author rights

Author rights and publishing agreements

The scholarly publishing world is changing and authors are now able to make publishing choices that give them more control of their work and its accessibility, balancing their rights as an author with publisher rights.

Copyright ownership and what you as an author can do with your work will be impacted by the publishing agreements you sign. Consider the following:

  • If you publish your work in an institutional repository, some publishers may not accept this work as it is considered already published.
  • If you publish your work in a commercial journal the publisher agreement may limit future publishing options for that work.
  • If you have already published articles from your thesis during candidature, there may be publisher restrictions on making it fully accessible in an institutional repository. 

The publication version that can be deposited into an institutional repository (commonly known as “self-archiving”) varies according to publisher policies; it may be the pre-print, post-print (also known as an Author’s Accepted Manuscript, or AAM) or sometimes even the final published version.  Often it is the AAM version that can be self-archived, but always check your publication agreement or seek clarification from the publisher if you are unsure.

If you do not have a copy of your AAM, you can request a copy from the publisher using the following suggested wording:

“Could you please provide me with a copy of the revised, peer-reviewed personal version of the paper (the Author’s Accepted Manuscript, or post-print, version).”

If you are not the corresponding author, you should contact the corresponding author for a copy of the AAM in the first instance.

Amending publication agreements

If a publishing agreement does not specifically grant you the right to self-archive a copy of the AAM, it may be possible to cross out the relevant section of the existing agreement and insert a statement about the rights you wish to retain.

The UWA Research Integrity Policy states (section 10. B4):

avoid transferring copyright to the publisher and ensure publication contracts allow self-archiving of the Author's accepted manuscript in the UWA Profile and Research Repository.  If self-archiving is not included the publisher contract, then University Authors will request inclusion of the following addendum -

The author has the right to publicly archive their revised, peer reviewed personal version of their paper in their institutional repository, provided a link to the version on the publisher website is included.

If you do this, ensure you contact the publisher or journal editor to let them know what you are doing and why. If you amend the agreement you need to ensure that the publisher/journal editor acknowledges – and agrees to – the amendments in order for them to be valid.

For more information on publishing agreements and copyright, see the University Library’s Copyright and publishing webpage.

Planning resources

Developing a publishing plan at the outset of your research journey will provide a tool for managing your copyright ownership effectively. Below are links to resources to help you make informed publishing decisions:

  • The JISC Licensing page covers the important features of publishing agreements.
  • The SPARC Author Addendum is a legal document that modifies agreements to allow more author rights.
  • Sherpa/Romeo lists publishers' permissions regarding copyright and self-archiving. Note that this information is not legally binding in Australia – your specific publisher agreement may override generic publisher policies.
  • UWA Intellectual Property Policy covers UWA student and staff IP ownership.

ISC/SPARC author rights video

This brief video, produced by the Institute on Scholarly Communication in association with SPARC (Scholarly Publishing and Academic Resources Coalition), explains how researchers can maximize exposure and dissemination for their peer-reviewed article manuscripts.